Direction

Decision-making process

Regarding compliance as paramount, we engage in fair, appropriate transactions and have implemented comprehensive safeguards against conflicts of interest.

Business process for acquisitions and sales

1. Planning

Structuring & Transaction Department

Portfolio Management Department
2. Decision Compliance & Risk Management Committee
3. Decision Investors Committee
4. Approval President & CEO
5. Reporting Board of Directors
6. Implementing acquisition and sales

Note: All transactions with interested parties must be submitted to the Compliance Committee for approval.

Business process for transactions with interested parties

1. Planning

Investor & Fund Development Department

Structuring & Transaction Department

Portfolio Management Department
2. Screening and decision Compliance & Risk Management Committee
3. Approval President & CEO
Section chief
4. Reporting Board of Directors

The plans are returned to the party that drafted them if any omissions are found. Problems are clearly indicated, and instructions are issued to revise or prepare new plans.

Compliance & Risk Management Committee members

  • President & CEO
  • Chief Compliance Officer
  • Outside attorney and specialist(multiple positions as neccesary)
  • Managing Director
  • Corporate Planning & Administration Department Head

Investors Committee members

  • President & CEO
  • Managing Director
  • Investor & Fund Development Department Head
  • Structuring & Transaction Head
  • Portfolio Management Head
  • Chief Compliance Officer
  • Corporate Planning & Administration Department Head
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